FCC Part 15.Intentional Radiators: Updates,
Public Notices, and Rule Changes
David A. Case
Significant changes in FCC Part 15 come in
response to the new Telecommunication Certification
Body program.
Since January 1999, FCC has released several
public notices clarifying certain parts of the
Part 15 rules covering intentional radiators.
In part, these notices were issued to support
implementation of the Telecommunications Certification
Body (TCB) program.
In order for a TCB to review and approve a radio
device, the device must be covered by the current
applicable rules. Under some parts of the rules,
definitions were ambiguous or the methodology
used was based on an interpretation or a technical
opinion, and was not officially documented in
the rules. For certain parts of the rules, FCC
also adopted new rule makings, which are now applicable.
This article addresses the updated Part 15.C rules
and examines the various changes and their effects.
Adoption of the changes was also based in part
on recently adopted proposals for rule making
concerning spread-spectrum devices. Other changes
were implemented to clarify the Part 15 rules
to help facilitate the TCB program. Although most
of the rule changes affected primarily spread-spectrum
radios, some proposed changes are effective across
all unlicensed transmitter devices.
The FCC lab released three public notices specifically
addressing test methods for frequency-hopping
spread-spectrum devices, the definition of unique
connectors, and the definition of modular approvals.
These notices were intended to clarify ambiguous
parts of the rules because TCBs are prohibited
from certifying products not defined under the
rules.
For example, FCC had accepted a generic definition
of a module radio, allowing these spread-spectrum
transmitters to be certified as module devices,
despite having no official reference in the FCC
rules. The unofficial rule interpretation helped
industry solve a need, but without an official
FCC public notice or rule making, a TCB was not
sanctioned to qualify such a device as a radio
module.
In another case, changes to the frequency-hopper
rules were adopted based on a request for a rule
change by the HomeRF group and other interested
parties. These groups requested that FCC allow
higher data rates than the existing 2 Mb/sec for
frequency-hopping spread-spectrum devices.
Defining Unique Connectors
FCC Part 15.203 states that intentional radiators
operating under this rule shall be designed so
that no antenna other than that furnished with
it by the responsible party shall be used with
the device. The reason for adopting this rule
was to prevent the use of unapproved, aftermarket
high-gain antennas or third-party amplifiers with
a device or system.
To meet this requirement, FCC allows several
options. The first option is a permanently attached
antenna. These antennas usually include those
devices for which the box must be opened to remove
the antenna, a nonstandard tamperproof screw secures
the antenna to the box, the antenna is soldered
to the box, or the antenna is molded into the
radio.
The second option is that the antenna be professionally
installed. FCC's definition of professional
installation had been somewhat ambiguous.
For the most part, however, high-gain antennas
designed to be mounted on a building exterior
or a mast generally fall under the professional-installation
clause. (The definition of professional installer
does not include your brother-in-law simply because
he can work the VCR remote or plug in the DVD
player.) FCC's definition (though unofficial)
is a properly trained person whose normal job
function includes this type of work. The National
Association of Radio and Telecommunications Engineers
now has a certification program for unlicensed
wireless systems installers in order to clarify
the qualifications and definition of a professional
installer for the industry.
The third option allows a nonstandard or unique
connector to secure the antenna to the transmitter.
An FCC public notice was released to clarify what
qualifies as a unique connector. FCC clearly defines
as standard such connectors as BNC, F, N, banana,
and other readily available connectors. FCC unofficially
defines this as a litmus test. Industry commonly
refers to this list as the Radio Shack test: If
the connector is available at Radio Shack, then
it is not considered unique. FCC did allow for
connectors such as the MCX and MMCX (which can
be bought at some amateur radio stores) because
these small connectors usually require someone
with a professional skill set to work with those
devices because of their size.
FCC Public Notice DA 00-1087 (released May 22,
2000) provided a new definition of unique connector
for the industry.1 Some connectors
that had previously been ruled as nonstandard
were redefined as standard. The public notice
also gave a very short time period in which to
comply with the new rules. This date has been
changed twice due to industry filings, and the
implementation date has now been indefinitely
rolled back.
One major misunderstanding in industry was that
the new definition meant that all devices after
the implementation date required a new unique
connector. Rather, it meant only that a design
being approved after the implementation date required
a new connector.
Under the new definition, FCC defines readily
available as being for sale on the Internet
or through catalogs. Whether the requirements
of the public notice will be adopted is currently
under review at FCC.
Modular Radio Approval. One of the stipulations
of the TCB program is that TCBs cannot approve
a device that is not covered by a specific rule.
Based on that requirement, a TCB could not approve
a spread-spectrum transmitter as a module device.
Although not specifically stated in the rules,
since 1996 FCC has allowed transmitters that meet
specific criteria to be certified as stand-alone
radio modules. This enabled radio manufacturers
to obtain approval for their devices as stand-alone
products that could then be integrated into host
devices without retesting the radio portion or
obtaining an additional FCC certification. As
long as approved antennas are used with the system,
no recertification of the transmitter portion
of the product is needed. However, the entire
host device with the radio must be tested for
emissions. This type of approval covers radios
designed on printed circuit boards such as PCMCIA
cards, bus cards, or any board for which the manufacturer
can demonstrate a true module approval.
Under FCC Public Notice DA 00-1407 (released
June 26, 2000), a radio can be approved as a module
if it meets the following criteria:2
-
The device is tested as a stand-alone device
either on an extender card or by using some
sort of a test jig.
-
The device has onboard voltage regulation
and data buffering capabilities.
-
The device meets the antenna requirements
of FCC Part 15.203 and uses a nonstandard connector.
-
The stand-alone device meets the requirements
for maximum permissible exposure (MPE) for fixed
and mobile devices and specific absorption rate
(SAR) for portable devices.
-
The device has onboard shielding.
-
The device has a unique FCC identification
number and is properly labeled in accordance
with the requirements for a Part 15 unlicensed
transmitter.
-
The device is supplied with a label to be
affixed to the outside of the host device.
When one or more of these criteria are not met,
FCC allows a limited module approval when the
grantee maintains control over final installation.
This was based in part on an interpretation for
Bluetooth devices for which specific antenna design
or transmission line design is done on the actual
circuit board. The problem with limited approval
is that the grantee is responsible for proper
implementation of the final product's overall
design and faces a compliance problem if the OEM
changes the design or fails to implement it properly.
Although a complete module is a controlled product,
a limited module still requires the OEM to perform
a limited set of radio approval testing to verify
that the design was implemented correctly.
Wideband Frequency Hoppers. FCC released its
first Report and Order ET Docket No. 99-231 on
August 8, 2000.3 This was based on
FCC Notice of Proposed Rule Making (NPRM) 99-149,
which covered two distinct topics addressing spread-spectrum
issues. The first topic covered in this report
and order addressed the increase of allowable
bandwidth for frequency-hopping (FH) devices.
The increase in the FH bandwidth by a factor of
5 would allow FH systems to increase their data
rates in order to be somewhat comparable to direct-sequence
systems currently on the market.
Under existing FCC rules for spread-spectrum,
FH devices were limited to a maximum 20-dB bandwidth
of 1 MHz, which limited data rates to 2 Mb/sec.
The HomeRF working group proposed to FCC that
these devices be allowed to use 5-MHz-wide hopping
channels to take advantage of higher data rates.
The adopted increase in bandwidth, however, came
at a cost. For those FH systems operating with
1-MHz bandwidth, the transmitter-conducted power
is 1 W peak output, plus 6 dBi gain allowed for
the antenna, which provides a total of 4 W effective
isotropic radiated power (EIRP). For systems operating
at the 5-MHz bandwidth, the power has been reduced
to 125 mW transmitter-conducted peak power output,
plus 6 dBi gain for the antenna. That is about
3/4
W EIRP of total power with the antenna.
FCC did reduce the number of hopping channels
from a minimum of 75 to a minimum of 15 channels
for the 5-MHz- wide bandwidth in a 75-MHz system.
To obtain the 20-dB bandwidth for 5 MHz and the
total number of hops per the 20-dB bandwidth,
one must measure from the 20-dB point on the low
side of the lowest signal to the 20-dB point on
the high side of the highest frequency selected.
The hopping time for the 15 channels is 2.5 seconds
per channel, versus the 400 milliseconds maximum
for the 75 hopping channels (see Table I).
|
Properties
|
Standard
FH
|
Wideband
FH
|
|
Bandwidth (20 dB)
|
¾ 1 MHz
|
¾ 5 MHz
|
|
Transmitter power
|
1 W
|
125 mW
|
|
Antenna's gain
|
+6 dBi
|
+6 dBi
|
|
Channel hops
|
75 minimum
|
15 minimum
|
|
Hop time
|
400 milliseconds per hop
|
2.5 seconds per hop
|
|
Table
I. A comparison of bandwidth for standard
and wideband frequency-hopping devices.
|
Frequency-Hopping Spread-Spectrum Test Methodology
FCC released Public Notice DA 00-705 on March
30, 2000.4 This public notice covered
test methodology for frequency-hopping spread-spectrum
devices. The public notice was based on input
from the TCB work committee assigned to support
this task. This notice included the requirements
for the test software and the required radio modes
for properly testing an FH product. The test methodology
includes SAR and MPE requirements, power output
measurements, and bandwidth measurements. Although
written for 1-MHz-wide systems, the methodology
can be easily adopted for use with 5-MHz-wide
systems.
Unintentional Radiator. FCC has recently made
one major change to the requirements that does
affect transmitters. FCC will no longer accept
certification for any type of digital device.
The digital portion of the transmitter must now
be approved under the declaration of conformity
route.
Over the last year, FCC has made some significant
changes to the Part 15 rules and more changes
are under consideration. Among those being considered
is a change to the Part 15 rules to allow the
use of a new technology called ultrawide band.
This low-power radio system would operate under
Part 15.209 limits and use up to a 23-GHz
frequency band.
FCC is also researching test methodologies for
millimeter devices and for short-range, high-speed
wireless digital communication devices that use
the unlicensed national information structure
(U-NII) band. Other items under consideration
include allowing the use of wideband orthogonal
frequency division multiplexing (W-OFDM) in the
2.4 GHz band and allowing direct sequence processing
gain measurements under the second part of NPRM
99-149. FCC is planning to hold an open forum
session on the Part 15 rules sometime in early
2001.
1. FCC Public Notice DA 00-1087, Federal Communications
Commission, May 22, 2000.
2. FCC Public Notice DA 00-1407, Federal Communications
Commission, June 26, 2000.
3. FCC Docket 99-231, Federal Communications
Commission, August 8, 2000.
4. FCC Public Notice DA 00-705, Federal Communications
Commission, March 30, 2000.
David A. Case, NCE, is senior radio compliance
engineer for Cisco Systems Corporate Compliance
Operations and EMC Standards Group (Akron, OH).
He can be reached via e-mail at davecase@cisco.com.