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Medical EMC: Standards Revisions and New
Technology Make for a Busy Time
William D. Kimmel and Daryl D. Gerke
In
the last year, the European Union has gotten
much of the attention with regard to the regulation
of electromagnetic compatibility (EMC) and
medical electronics. This fact reflects the
reality that, although there has been plenty
of activity in the United States as well,
the Europeans are leading the pack in EMC
regulations.
Accordingly, we start this review of
medical EMC regulations with a look at where
the European Union is today, and where it
is going. Then we'll outline the FDA approach,
including its influence in the European Union.
We'll conclude by examining some emerging
EMC concerns that are under scrutiny by FDA
and industry leaders in the United States.
International Electrotechnical Commission
Today, most medical EMC regulations
originate within the International Electrotechnical
Commission (IEC). As its name implies, the
IEC is a standards body comprising representatives
from around the world. The standards it produces
may be adopted by any organization, a practice
led by the European Union. Increasingly, other
countries are following suit.
As is generally the case with all IEC
EMC standards, the commission's standard for
medical EMC, IEC 60601-1-2, cites various
basic standards for both emissions and immunity.1
Naturally, there are a number of categories,
depending on the criticality of the function;
but for any particular category, the path
and the requirements are well defined. For
the European Union, EMC in medical electronics
is covered in EN 60601-1-2, which adopts IEC
60601-1-2 essentially intact.
IEC 60601-1-2 is in the process of
a major revision to the current requirements,
which were adopted in 1993. The second draft
edition of the standard is now being revised,
following the second round of comments. It
is expected to be voted on late in 1999 and
become effective in 2001. Table
I gives a comparison of the existing and
the expected revised requirements.
Note that the limits for ESD, RFI,
and EFT have increased, and some new tests
are added, including injected RF, magnetic
fields, voltage dips and dropouts, harmonics,
and flicker. These changes are likely to show
up in standards for nonmedical electronics
as well. Perhaps even more important, much
more comprehensive pass/fail immunity criteria
have been established. Specifically, the following
degradations shall not be allowed:
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Changes in programmable parameters.
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Reset to factory defaults.
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Change of operating mode.
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Initiation of any unintended operation,
including unintended or uncontrolled motion,
even if accompanied by an alarm.
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Cessation of any intended operation,
even if accompanied by an alarm.
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Noise on a waveform in which the
noise is indistinguishable from physiologically
produced signals or interferes with the
interpretation of physiologically produced
signals.
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Artifacts or distortion in an image
in which the artifact is indistinguishable
from physiologically produced signals,
or the distortion interferes with interpretation
of physiologically produced signals.
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Error of a displayed numerical value
sufficiently large to affect diagnosis,
therapy, or treatment.
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Failure of automatic diagnosis or treatment
(equipment or systems) to diagnose or
treat, even if accompanied by an alarm.
These criteria shall apply to each function,
parameter, and channel. We expect these IEC
requirements to be adopted within roughly
the same time frame by the European Union.
U.S. Food and Drug Administration
FDA has adopted a considerably different
approach to EMC, relying on its submission
reviewers to evaluate specific devices and
to levy appropriate EMC requirements (along
with a plethora of other requirements).
FDA does not have mandatory EMC requirements.
While compliance with IEC 60601-1-2 is recommended,
such compliance is neither necessary nor necessarily
sufficient to satisfy the reviewer. The FDA
reviewers guide takes precedence whenever
a conflict arises with the IEC standard.2
The manufacturers are expected to propose
requirements to the reviewer in their submissions,
citing similarity to previous equipment, or
other rationale.
FDA's approach has the advantage that
the manufacturer is not encumbered by a set
of inappropriate requirements. But it also
raises manufacturer concerns about reviewer
consistency.
There are numerous reviewers guides
for specific types of medical products, such
as wheelchairs and pacemakers, but the most
widely read is the guide intended for respiratory
devices. It has often been applied to other
devices as well. The most recent reviewers
guide for respiratory devices, dated 1995,
is summarized in Table
II. Note that FDA has cited some IEC basic
standards, some MIL-STD 461D requirements,
and a few of their own. FDA recognizes IEC
60601-1-2. Note that compliance with this
standard will meet most of the requirements
in the reviewers guide; however, existing
guidance documents take precedence. For additional
information, visit http://www.fda.gov/cdrh/modact/genappst.html.
FDA has been influential in the development
of the proposed revision of IEC 60601-1-2.
In addition to the added tests and increased
test limits, the new standard includes the
detailed pass/fail criteria cited earlier,
absent in the current version. Adoption of
the revised IEC standard should greatly reduce
differences with the reviewers guides used
by FDA, but the extent of agreement between
them will not likely be known for several
years.
EMC and Emerging Technologies
As with most of the electronics industry,
medical EMC requirements need to be reviewed
not only for adequacy for existing device
types, but also for emerging technologies.
Thus, as the existing EMC standards are being
revised, new situations that need to be addressed
are constantly being identified.
In the United States, FDA is charged
with keeping tabs on reported problems, hopefully
to head off problems before they become serious.
Depending on the nature and urgency of the
problem, FDA will either tackle the problem
directly, or involve a committee of the American
National Standards Institute (ANSI) or the
Association for the Advancement of Medical
Instrumentation (AAMI). These committees generally
comprise representatives from manufacturers,
clinicians, and other industry leaders, as
well as from FDA. Some of the current issues
being explored are described below.
Pacemakers and Defibrillators. Reports
of cellular phone interference with pacemakers
have spurred investigations (see the related
article on page 36). In testing carried out
by both FDA and the University of Oklahoma,
it has been determined that some pacemakers
exhibited anomalies in the immediate proximity
of digital cellular phones (specifically MIRS).
Most pacemaker models ceased reacting to the
cell phone at distances of 9 cm or more, but
some were unaffected at any distance. This
issue is being addressed by the AAMI Pacemaker
EMC Task Group, which has developed a draft
document covering the higher frequency ranges
typically encountered in handheld devices,
including cellular phones and walkie-talkies
(450 MHz to 3 GHz). While anomalies have been
reported, none of the effects were serious.
Electronic Article Surveillance. Similar
scrutiny is being given to the lower frequencies
used for surveillance devices and metal detectors,
such as those commonly found in drugstores
and airport security, not to mention employee
and pet identification devices. These devices
commonly employ low-frequency magnetic fields
for detection.
There have been reported interactions
with implanted devices, and alerts have been
issued to clinicians. Reported anomalies with
pacemakers and defibrillators have been minor,
with the effects being transitory, and no
serious problems have occurred. Reports of
nerve stimulators administering shocks are
being investigated. An advisory group to FDA,
the Technical Electronic Product Radiation
Safety Standards Committee (TEPRSSC) has recommended
further study of these issues.
Investigations involve the electronics
industry (both medical electronics manufacturers
and security companies) and clinicians. This
issue was scheduled to be the subject of a
session at an AAMI conference in June 1999.
Telemetry and DTV. Digital TV interference
to hospital telemetry was reported at two
hospitals in Dallas last year, prompting FDA
to publish an alert to television stations
and clinicians last spring. Although no serious
effects were reported in these incidents,
it is clear that the problem will need to
be resolved quickly.
Generally, the telemetry frequencies
occupy unused TV channels and private land-mobile
frequencies, but having secondary FCC status,
they must not interfere with primary usage.
This means that the telemetry must use frequencies
not presently in use in each locale. Digital
TV uses more channels than analog TV, and
all of the available band. The TV spectrum
will be particularly crowded until analog
TV is phased out (scheduled for 2006). Thus,
it is harder to sneak in secondary usage for
telemetry, and new channels coming on-line
are likely to collide with existing telemetry.
In the case in Dallas, the pilot run of a
digital channel conflicted with some of the
telemetry channels used in local hospitals.
This situation would be expected to be common
in large urban areas.
FDA and the FCC have both prepared
position papers on the subject.3,4 The
immediate efforts are informative in nature,
making sure that affected parties are communicating.
The FCC will make frequency usage available
so that local TV stations can work with nearby
healthcare facilities to resolve problems.
An investigation reveals that approximately
half of telemetry systems use land-mobile
bands, which will not be affected by DTV.
But because the other half use the TV bands,
it will be necessary for local TV stations
and the hospitals to identify and resolve
frequency conflicts. Manufacturers will be
asked to identify technology that will ameliorate
the problem. FDA and the FCC are working with
an American Hospital Association task group
to explore long-term spectrum needs so as
to avoid future problems. This group, which
includes users and manufacturers, is asking
for FCC primary status for their telemetry
and for new spectrum allocation. Further information
should be available soon, following the task
group meeting that was scheduled for May 1999.
RFI and Hospital Equipment. The continuing
concern about radio interference with electronic
equipment in the hospital environment has
resulted in a number of hospitals banning
the use of cellular telephones in certain
parts of the hospital. Newer equipment has
been tested to some EMC standards, but there
is much existing equipment that has had little
or no testing. An ANSI working group, C63
SC8 WG1, has generated an ad hoc RFI test
suitable for use in a hospital setting. This
test procedure has been thoroughly tested
by the Winchester Engineering and Analytical
Center (WEAC), and good repeatability is reported.
The test uses a handheld radio or a
wireless phone operated in proximity to the
tested equipment in order to determine the
distance at which the equipment exhibits anomalous
behavior, using 450-MHz, 900-MHz, and TDMA
phones, and any other portable transmitters
used in the hospital. Equipment users will
be instructed to maintain this minimum distance
and to be alert for situations where a violation
of this distance may occur. The procedure
is defined in ANSI C63.18-1997, but revisions
are in process.
Cellular Phones and Hearing Aids. Another
ANSI working group, C63 SC8 WG3, is developing
a test method to evaluate compatibility of
cellular phones with hearing aids. A draft
method, C63.19, is now under review by the
working group. Many hearing-aid wearers cannot
use certain types of phones (TDMA and GSM)
because they cause interference at close distances
(2 cm). An early concern that the phones might
cause a hearing aid to emit dangerously high
audio levels does not seem to be justified.
The University of Oklahoma's Center for Wireless
EMC has been making numerous measurements
in connection with this study.
RF to Patient-Connected Devices. Yet
another ANSI working group (C63 SC8 WG2) is
investigating the validity of standards for
RFI immunity and patient-connected devices.
Preliminary results of FDA testing indicate
that RFI effects on patient-connected electronics
may be more severe when tested on a patient
than when using a simple dummy load, particularly
at body resonant frequencies (in the low hundreds
of megahertz). This discovery raises questions
as to the validity of existing standards.
The WG2 has initiated testing to assess the
magnitude of this effect. Underwriters Laboratories
has been performing the tests based on a protocol
developed by the working group.
Fearing Furby: Is EMI a Real or
Phantom Menace?
Although
electromagnetic interference is
scarcely a well-known term or a
widely understood phenomenon among
the general public, that hurdle
has not prevented it from frightening
both the popular mind and the popular
media.
As reported by the Wall Street
Journal last March 12, among the
many persistent but misguided fears
about the best-selling electronic
toy Furby (manufactured by Hasbro
Inc.) is that it disrupts sensitive
medical equipment. Indeed, according
to the Journal, the toy has been
banned by a number of cautious hospitals.
Concern about Furby's alleged
EMC problems was serious enough
that the Emergency Care Research
Institute undertook a study of the
toy. A subsequent report published
in the Institute's journal, Health
Devices, concluded that the toy
poses no threat to medical electronics.
Even if worries about Furby's
electromagnetic threat have been
greatly exaggerated, the publicity
about it underscores an important
trend. As sophisticated and sensitive
electronic components proliferate
in everyday life, both the real
and the perceived risks of interference
problems grow ever larger.
Increasingly, manufacturers
of both consumer and medical electronics
will need to be prepared to deal
with both genuine instances of EMI
as well as the more insidious imagined
variety. EMI will very likely remain
a foreign term to most consumers,
but its manifestations may become
all too familiar.
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Clearly, this has been a very active
year for developments in EMC and medical electronics.
As existing standards are revised, we expect
that the U.S. and European Union standards
will be brought into closer alignment in the
near future.
At the same time, we see that as new
technologies are introduced and become widespread,
interference is likewise evolving. Continuous
vigilance will still be needed to keep on
top of these issues. In particular, we see
that nonmedical electronics are becoming an
increasing factor for medical devices (see
sidebar). We expect that the manufacturers
of these nonmedical products are going to
become increasingly involved in medical EMC,
like it or not.
The authors wish to thank Jeff Silberberg
and Don Witters of FDA for their comments.
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International Electrotechnical Commission,
"IEC 60601-1-2, Medical Electrical Equipment
Part 1: General Requirements for Safety,
Amendment No. 2. Collateral Standard:
Electromagnetic CompatibilityRequirements
and Tests," 1st ed., Geneva, 1993.
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"Reviewer Guidance for Environmental
and Electromagnetic Compatibility Testing
of Respiratory Devices," Rockville, MD,
FDA, June 1995.
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D. Bruce Burlington, "FDA Public Health
Advisory: Interference Between Digital
TV Transmissions and Medical Telemetry
Systems," in CDRH Home Page [on-line]
(Rockville, MD: FDA, Center for Devices
and Radiological Health, 1998 [cited 15
May 1999]); available from the Internet:
http://www.fda.gov/cdrh/dtvalert.html
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"Fact Sheet: Sharing of Analog and Digital
Television Spectrum by Medical Telemetry
Devices," in FCC Home Page [on-line] (Washington,
DC: Federal Communications Commission,
Office of Engineering and Technology,
1998 [cited 15 May 1999]); available from
the Internet: http://www.fcc.gov/oet/faqs/medical.html.
William D. Kimmel, PE, and
Daryl D. Gerke, PE, are NARTE-certified EMC
and ESD engineers and co-founders of Kimmel
Gerke Associates Ltd., an engineering consulting
firm. Kimmel and Gerke can be contacted at
bkimmel@emiguru.com
and dgerke@emiguru.com,
respectively.
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