Strategic
and Economic Benefits of an ESD Program
Ted
Dangelmayer
An effective ESD program is essential to maintaining quality and
reliability, but it also provides both strategic and economic
benefits to electronics manufacturers.
Looking
to the future, the need for state-of-the-art ESD design and manufacturing
practices will only intensify. This is because the rapid advance
of technology and the associated design constraints are producing
devices with ever- increasing sensitivity to ESD. A recent Sematech
benchmarking study of integrated circuit (IC) suppliers indicated
that ESD will be one of the top three reliability concerns within
the next five years, and already is a major concern with certain
products.
| Factor
One |
An
effective implementation plan
|
| Factor
Two |
Management
commitment
|
| Factor
Three |
A
long-term process owner
|
| Factor
Four |
An
active leadership team
|
| Factor
Five |
Realistic
requirements
|
| Factor
Six |
Training
for measurable goals
|
| Factor
Seven |
Auditing
using scientific measures
|
| Factor
Eight |
ESD
test facilities
|
| Factor
Nine |
A
communication program
|
| Factor
Ten |
Systematic
planning
|
| Factor
Eleven |
Human
factors engineering
|
| Factor
Twelve |
Continuous
improvement
|
|
|
Table
I. The 12 critical factors for successful ESD program management.
|
Developing,
implementing, and managing a successful electrostatic discharge
(ESD) program to offset this trend requires a total system approach
that extends from product design to customer acceptance. Industry
standards such as ANSI/ESDA S20.20 are helping companies converge
on one set of handling practices.1 The program will,
however, still need to be well managed and woven into every aspect
of the development and manufacturing processes in order to produce
lasting success. In fact, a well-managed program can be far more
effective than one well stocked with expensive supplies. Twelve
critical factors (see Table I) form the basis of successful ESD
program management.2
| Manufacturing
Improvement |
Result
|
| Removed
gloves |
Savings
of $30,000/year
|
| Reduced
packaging |
|
| Identified
production problems
(e.g., EMI events
at surface mount, RF shield
highly charged, black carrier and
clear cover tape at 15,000 V) |
50%
yield improvement
|
| Identified
production
problems at EMS site (benches
not grounded) |
Changed
to a tier 1 EMS supplier;
added frequencyaud
its by a major ESD supplier
|
|
|
Table
II. Examples of manufacturing improvements and cost savings.
|
The
strategic and economic benefits of an ESD program far outweigh
the associated implementation expenses. A way to measure these
benefits has been elusive for many companies. On the other hand,
Dangelmayer Associates has had considerable success in proving
that a well-managed ESD program introduces dramatic strategic
and economic benefits. Measurable financial indicators alone justify
program expenses. However, after considering the intangible strategic
benefits, the value of a sound ESD program becomes overwhelming
and can range from $100 million to $500 million per year, per
site in larger companies.
 |
|
Figure
1. Correlation of ESD practices and factory losses due to
ESD.
|
Figure
1 illustrates one measure of the effectiveness of sound program
management with the results of a nine-month study. This study
was conducted at a Lucent Technologies manufacturing location
in which deviations from procedures were carefully tracked using
prescribed auditing procedures. The results of this auditing were
then compared with the relative removal rates of device failures
attributable to ESD, as determined by failure mode analysis. Clearly
there is a strong correlation between removal rates and deviations
from specified handling procedures (see Table II).
 |
| Figure
2. Relative cost benefit of sound ESD design and manufacturing.
|
The
strategic and economic benefits presented in this article are
summarized in four categories: implementation cost avoidance,
quality improvements, reliability improvements, and strategic
benefits. Figure 2 abstractly represents the combined business
impact. A corresponding return on investment develops, typically
up to 1000%, as compliance with sound ESD design and manufacturing
practices improves. The current performance percentage point of
companies can be accurately determined, as well as the return-on-current-assets
(ROA) percentage point projection in Figure 2. These data can
also be used to generate invaluable benchmarking data, as shown
in Figure 3.
A
full understanding of ESD technology and manufacturing techniques
enables the ESD process owner and design engineer to know where
to draw the line between necessary insurance and costly overkill.
Programs operating in the high-risk zone run a serious risk of
catastrophic production stoppage, severe reliability failures,
and lost sales revenue. Major quality and reliability busts have
been known to cost up to $10 million dollars each and jeopardize
millions of dollars in sales.
An
optimum level of protection at the lowest possible cost can be
achieved by following proven techniques previously published.2
Such protection resulted in the realization of the following strategic
and economic benefits for Lucent Technologies.
Implementation
Cost Avoidance
Economic
gains are maximized when implementation costs are controlled and
unnecessary costs are avoided. This is accomplished by selecting
realistic solutions based on sound technology and placing a very
high priority on a well-managed program.
For
instance, even though auditing is a vitally important part of
managing an effective program, it could be rather costly. However,
using basic statistical-sampling techniques, 8000 people can be
audited by one person. Savings both in labor and in reduced ESD
losses are significant and can be attributed to the improved compliance
with specified procedures. Used properly, auditing results also
make it possible to leverage limited resources effectively. For
example, the auditing data can identify those employees having
the greatest need for additional training.
The
selection of control materials has a major effect on implementation
costs. For instance, during a factory modernization program, Lucent
substituted a conductive floor finish for the installation of
conductive floor tile and avoided a $5-million expense in the
process. The floor tile had been planned for approximately a million
square feet; by substituting the finish, Lucent realized an average
cost avoidance of $5 per square foot.
Today
ESD carpet is often used to avoid the high maintenance cost of
ESD finishes. The company also found through research and experience
that dissipative materials provide ample protection in most cases
and that the more expensive shielding materials are generally
unnecessary. The use of best-value products can also result in
substantial savings and enhanced quality.
Other
areas where sums of money can be saved include the omission or
limited use of items such as smocks, ionizers, constant monitors,
conductive chairs, and high-maintenance floors. For instance,
one customer site eliminated ESD gloves costing $30,000 per year,
and at another, packaging costs were reduced by $786,000 per year.
Quality Improvements
Before
instituting ESD controls, Lucent Technologies' manufacturing suffered
losses estimated to be in excess of $325 million per year. The
estimate was based on the experience of a number of locations,
and on the results of a battery of carefully controlled experiments
conducted on the manufacturing floor.
Defect
levels were known to vary dramatically from one product line to
another. In some instances, virtually every device failed at an
annualized cost of $10 million. In others, 2% dropouts were recorded.
However, all of the product lines, even the more robust ones,
experienced losses that justified using ESD control measures.
ESD defect levels were found to be 50% of the electrical failures
(see Figure 4a). Failure analysis confirmed ESD as the cause of
these failures. After implementing ESD controls, Lucent experienced
corresponding yield improvements. In fact, the dramatic improvements
greatly enhanced productivity and produced additional test-set
capacity.
 |
|
Figure
4. Lucent Tecnhologies' product defect levels.
|
After
implementing systematic controls, the dramatic quality improvements
that had been predicted experimentally became a reality. Locations
such as the Denver Works reported savings of $5 million in the
first year, with a rate of return on investment of 3000%. Since
then, the cumulative cost avoidance in Denver has totaled $114
million. The Reading Works experienced a 15% overall yield improvement,
and Merrimack Valley realized $9 million in savings per year with
a rate of return of 1000%. These savings do not include overhead
and therefore reflect true cost improvements.
Currently,
ESD losses at Lucent Technologies are minimal. In fact, a review
of failures detected by quality assurance (see Figure 4b) revealed
that only three out of three million devices tested failed due
to ESD, or one in a million.
The
three devices that did fail were analyzed in great detail, and
assignable causes were determined. In all three instances, the
failures were process related, and none were the result of human
error. In one instance, the failure was traced to a charged cable
assembly used during the quality assurance test procedure. The
other two were damaged by the nylon brushes in a mass-soldering
machine used to clean the printed wiring board (PWB) assemblies
after soldering.
Similar
success has been noted at other locations. For instance, the Denver
Works reported that only 0.23% of the production failures returned
for analysis were ESD induced. The Allentown Works did an analysis
of all failures detected during a reliability monitoring operation
and found ESD to be the cause of only 1% of the defects.
Reliability
Improvements
The
reliability benefits associated with ESD control are significant
and are among the primary concerns of customers. Reliability failures
can result from either latency or from cumulative damage. In one
instance, reliability failures amounted to $150,000 per week until
a design change was implemented to correct the problem.
 |
|
Figure
5. Quality assurance sampling of outgoing PWB assemblies
(percent defective HICs versus time).
|
The
company found a 3-to-1 improvement in the reliability of outgoing
PWB assemblies over a two-year period (see Figure 5). This was
determined by analyzing quality assurance results of a system
reliability test conducted on outgoing PWB assemblies. Detailed
records made it possible to determine that the improvement resulted
from the introduction of ESD control measures in the manufacturing
process prior to these tests. Similar results were obtained during
a controlled experiment that produced a 5-to-1 improvement. During
the same time frame, there was a 25% reduction in field returns.
Strategic Benefits
The
financial indicators are impressive, but they do not even begin
to compare to the strategic benefits provided by a sound ESD control
program. These intangibles stem primarily from customer satisfaction
and the resulting improvement in sales and customer relations.
To protect their investment, informed customers place stringent
handling and design requirements on vendors. They are aware of
the quality and reliability implications. Furthermore, the handling
procedures are a visible sign of a company's commitment to quality.
It is, therefore, doubly important to meet or exceed the ESD requirements
in the interest of customer satisfaction and improved quality.
However, ESD program requirements vary widely among customers,
and it is not cost effective to implement multiple ESD programs
to satisfy these varying requirements. Most customers will, however,
accept a sound, total-system approach. Consequently, an industry-recognized
program that incorporates a total-system approach has significant
strategic and economic benefits. For similar reasons, the incorporation
of an industry standard such as ANSI/ESDA S20.20 is also strongly
recommended.
During
visits to the factory, customers often comment on the consistent
use of wrist straps and conductive footwear. It has a very positive
effect on their perception of product offerings, and for good
reason. Consequently, encourage these observations by challenging
visitors to see whether they can find an employee who is not properly
grounded. This often leads to customers questioning their own
ESD control program and requesting assistance with certain procedures.
This interaction can improve customer relations, especially if
the customer's company is a recognized authority in that industry.
For ESD control techniques, it is possible to work with customers
from the usual perspective of end-users on problems in common.
In this regard, the experience gained in a manufacturing environment
is an invaluable resource because of the unbiased quantitative
information readily available. This experience makes it possible
to help customers develop their own program and realize the same
economic gains while minimizing control costs.
These
discussions and interactions are mutually beneficial for customers
and suppliers. Customers gain valuable experience in cost-effective
controls, improve their service position, and reduce the number
of board failures and associated costs. Suppliers experience an
improvement in warranty costs due to fewer field returns. The
result is improved customer relations and, ultimately, increased
sales.
Improvement
in sales can also be realized by differentiating product offerings
based on ESD handling controls and designed-in protection. In
fact, at Lucent Technologies both of these issues are formally
reviewed during customer audits of the manufacturing process and
are part of the supplier evaluation. A negative report in this
area has been known to result in lost contracts. A positive review,
however, has been known to contribute to the differentiation necessary
to secure substantial contracts. For instance, an executive representing
a major customer made the following statement: "Whoever comes
up with the most robust ESD design will have a competitive edge
in selling their products!" On a separate occasion an executive
said, "The consistent use of wrist straps was impressive, and
it is evident that you have a strong commitment to quality. This
will have a bearing on our product selection."
References
1. ANSI/ESDA
S20.20, "Protection of Electrical and Electronic Parts, Assemblies
and Equipment," (ESD Association), available from Internet: http://www.esda.org.
2. Ted
Dangelmayer, ESD Program Management, 2nd ed. (Norwell, MA: Kluwer
Academic Publishers, 1999).
Ted
Dangelmayer is president of Dangelmayer Associates LLC (http://www.dangelmayer.com).