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SAR
Regulations
Specific Absorption Rate Requirements for Australia
Chris
Zombolas
In
anticipation of harmonized SAR measurement methods, some countries,
including Australia, have adopted interim requirements for mobile
transmitters.
The
use of mobile and portable transmitting equipment (MPTE) has
recently experienced exponential growth worldwide. In particular,
a proliferation of consumer MPTE has been developed that is
used in close proximity to the human body. It is known that
exposure of the human body to high levels of radio-frequency
(RF) electromagnetic radiation (EMR) leads to adverse health
effects. With the increase in the number of products available,
concern has increased about the possible health hazards from
exposure to EMR from MPTE.
To
ensure the protection of the public from exposure to EMR, the
Australian government regulator, the Australian Communications
Authority (ACA) has mandated regulations and standards to limit
the maximum permissible levels of exposure to the public. For
manufacturers, agents, and importers of MPTE, the regulatory
arrangements include RF EMR human exposure limits, evaluation
criteria, a mandatory test method, and labeling requirements.
This article details the steps necessary for the approval of
MPTE to the Australian specific absorption rate (SAR) requirements.
The ACA EMR regulations and the ACA SAR measurement method are
also discussed.
ACA
Regulations
ACA's
EMR regulation, "The Radiocommunications (Electromagnetic RadiationHuman
Exposure) Standard 2001," sets the limits for human exposure
to electromagnetic radiation from specified mobile and portable
radiocommunications transmitters. The ACA EMR standard was made
by ACA and took effect December 12, 2001. The companion document,
"The Radiocommunications (Compliance LabelingElectromagnetic
Radiation) Notice 2001" prescribes requirements for manufacturers
and importers of equipment covered by the ACA EMR standard for
attaching labels to their products before placing them on the
market. The ACA EMR standard mandates the basic restrictions
for human exposure as prescribed by the reference standard AS/NZS
2772.1(int)1998. It also prescribes a standard test method for
the measurement of SAR.
The
regulations are given legislative effect under the Radiocommunications
Act of 1992. This regulates the performance of radiocommunications
transmitters to protect the health and safety of persons exposed
to electromagnetic radiation from the transmitters. It mandates
the SAR limits and evaluation criteria specified by the reference
standard, AS/NZS 2772.1(int)1998. The reference standard specifies
basic restrictions for human exposure to time-varying electromagnetic
fields from MPTE.
The
scope of the reference standard captures all RF transmitting
devices operating in the range 3 kHz to 300 GHz including mobile
and cordless phones and similar transmitting devices. It specifies
SAR limits for MPTE and stipulates conditions for which testing
must be conducted to verify compliance with the prescribed SAR
limits.
AS/NZS
2772.1(int)1999 sets the basic restrictions for human exposure
and references the measurement and calculation procedures of
AS/NZS 2772.2. However, actual SAR measurement procedures are
not specified.
When
ACA introduced the EMR regulations in 1998, SAR measurement
standards were not harmonized, so ACA prepared an interim SAR
measurement standard. At that time, work on an international
test method to measure SAR was under way in the IEC and IEEE
standards bodies. The interim ACA SAR test method was based
on that international work and represented current best practice
for SAR measurement methodology.
The
test method was updated in the last revision of the EMR regulation
titled "Specific Absorption Rate Test Method Using Phantom Model
Of Human Head(1):2001." This standard describes a test method
to measure the SAR of RF energy within the human body for specified
transmitters. The test method is part of the ACA EMR standard.
It describes the measurement requirements for testing for compliance
with basic SAR restrictions for MPTE that has an integral antenna
where the normal position of use is close to the human body.
These
restrictions apply to MPTE capable of operating in the frequency
band of 800 to 2500 MHz. The method is also suitable for testing
devices that, if used in conjunction with MPTE, modify the RF
performance of the equipment. This includes so-called radiation
reduction devices.
The
New ARPANSA (ICNIRP) Standard
The
International Committee for Non-Ionizing Radiation Protection
(ICNIRP) sets guidelines for limiting exposure to EMR. These
guidelines have been recently adopted by the Australian government
health regulator, Australian Radiation Protection and Nuclear
Safety Agency (ARPANSA), in the form of a standard for human
exposure to EMR. The new ARPANSA standard, "Radiation Protection
Standard for Maximum Exposure Levels to Radio Frequency Fields3
kHz to 300 GHz," replaces the obsolete interim standard AS/NZS
2772.1(int)1998. Although the interim standard is literally
obsolete, it still has legislative effect as the reference standard
mandated by the ACA EMR regulations. ACA has signaled its intention
to adopt the new ARPANSA standard; however, the details are
yet to be determined.
MPTE
that can be used very close to the human body must be assessed
for SAR. If used further away from the body, the more-convenient
power-flux density measurements can be used. For the general
public, the basic restrictions set by the reference standard
(AS/NZS 2772.1(int)1998) are:
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Whole
body (Uniform) exposure: 0.08 W/kg whole-body average SAR.
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Partial
(Localized) exposure: up to 0.08 W/kg whole-body average exposure,
but with a spatial peak not exceeding 1.6 W/kg as averaged
over a 1-g cube of tissue, except for the hands, wrists, feet,
and ankles where the spatial peak must not exceed 4 W/kg averaged
over a 10-g mass of tissue.
Certain
MPTE used under controlled circumstances by organizations such
as the police, who have been trained to be aware of the exposure
and to limit it, are assessed under the occupational limits
and the aware-user provisions of the reference standard. Such
MPTE are allowed exposure limits five times greater than the
MPTE intended for use by the general public.
These
basic restrictions described above are the same as those of
the United States and Canada. The ICNIRP basic restrictions
are the same as those of the current reference standard AS/NZS
2772.1(int)1998; it should be noted, however, that the derived
limits (also known as reference levels) differ significantly.
Both SAR and field-strength reference levels have been relaxed
in the new ARPANSA standard.
As
can be seen from the table of SAR limits, it is not yet possible
to determine worldwide compliance by testing to one limit or
one standard. Manufacturers and suppliers to the Australian
market must ensure that MPTE meets the ACA SAR limits by testing
to the ACA standards (see Tables IIII). See the sidebar
"ACA SAR Measurement Method: System Specifications" below.
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SAR
Limits1
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Occupational
Workers (W/kg)
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Nonoccupational
Workers (W/kg)
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Whole
body average
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0.4
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0.08
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Spatial
peaks: Head
and torso limbs
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10
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2
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20
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4
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1.
SAR measured in a 10-g cube of tissue.
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Table
I. ARPANSA and ICNIRP guidelines show the basic restrictions
for specific absorption rate.
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0
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Australia
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USA
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Europe
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Japan
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New
Zealand
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Standard
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ACA
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ANSI
C95.1
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EN
50360
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TTC/MPT
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NZS
2772.1
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Whole
Body
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0.4
W/kg
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0.4
W/kg
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0.4
W/kg
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0.4
W/kg
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0.4
W/kg
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Spatial
Peak
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8
W/kg
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8
W/kg
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10
W/kg
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8
W/kg
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10
W/kg
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Averaging
Time
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6
minutes
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6
minutes
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6
minutes
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6
minutes
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6
minutes
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Averaging
Mass
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1
g
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1
g
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10
g
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10
g
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10
g
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Shape
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Cube
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Cube
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Cube
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Cube
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Cube
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Table
II. Specific absorption rate limits for occupational use.
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0
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Australia
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USA
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Europe
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Japan
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New
Zealand
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Standard
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ACA1
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ANSI
C95.1
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EN
50360
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TTC/MPT
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NZS
2772.12
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Whole
Body
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0.08
W/kg
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0.08
W/kg
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0.08
W/kg
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0.04
W/kg
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0.08
W/kg
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Spatial
Peak
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1.6
W/kg
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1.6
W/kg
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2
W/kg
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2
W/kg
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2
W/kg
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Averaging
Time
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6
minutes
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30
minutes
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6
minutes
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6
minutes
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6
minutes
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Averaging
Mass
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1
g
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1
g
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10
g
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10
g
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10
g
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Shape
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Cube
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Cube
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Cube
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Cube
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Cube
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1.
The SAR limits are set by the ACA EMR reference
standard AS/NZS 2772.1(int)1998.
2. New Zealand adopted NZS 2772.1:1999, which
prescribes the ICNIRP recommendations. NZS 2772.1:1999
is not equivalent to AS/NZS 2772.1(int)1998.
It is equivalent to the new ARPANSA standard.
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Table
III. Specific absorption rate limits for nonoccupational
use.
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ACA SAR Measurement Method: System Specification
The
following system specifications are given in the ACA
SAR standard.
Test
System Description
The
test system measurements must be made in a homogeneous
phantom model. The test system must automatically conduct
electric (E-field) measurements with a suitably calibrated
E-field probe. The volume occupied by the sensing element
in the E-field probe must not exceed 0.125 cm3.
The test equipment must automatically conduct a coarse
scan to locate the region of highest specific absorption
rate (SAR) and then conduct a fine scan to determine
the spatial peak data. Positioning accuracy must be
better than ±0.5 mm.
The
test equipment must provide a single-point SAR repeatability
of at least 0.1 W/kg, and the E-field probe sensitivity
must be better than 0.01 W/kg. For amplitude- or pulse-modulated
radio signals (e.g., global system for mobile communications
[GSM]), the test system must evaluate time-averaged
SAR values as specified in AS/NZS 2772.1(int)1998.
The
system must determine the maximum mass averaged SAR
value for either 1 g or 10 g of simulated brain tissue
in the shape of a cube. The system must be able to complete
a SAR test in less than 30 minutes. External power connection
to the device under test (DUT) is not allowed.
The
test measurement system must be insensitive to small
device position variations parallel to the surface of
the phantom shell. Metallic objects must not be used
to support the DUT. The system must be designed to avoid
significant influence on SAR measurements by environmental
factors, and environmental conditions must remain constant
during the test. A standard mannequin or phantom should
not underestimate the SAR in the human head.
Test
Position and Conditions
The
SAR test must be performed with the MPTE in its normal
operating mode so that it produces a maximum time-averaged
SAR. The test must be performed with the MPTE in the
normal operating position specified by the manufacturer;
if none is specified, then the touch position should
be used.
The
test must be performed with the MPTE on both the left-hand
and right-hand sides of the phantom model. For MPTE
with a retractable antenna, SAR measurements must be
performed with the antenna in both the fully extended
and fully retracted positions. The SAR test must be
performed with the MPTE transmitting at maximum power
output.
If
a device operates with a duty factor, the maximum duty
factor should be used for evaluating SAR. Handsets operating
in code division multiple access mode should be tested
with full vocoder rate at 100% duty factor.
SAR
must be measured before and after the acquisition of
the SAR data, at a suitable test point, to verify that
transmitter power output has not degraded due to battery
discharge. The SAR test must be performed with the MPTE
transmitting at three different frequencies in the allocated
frequency band: at each end of the band and at the center
of the band. For multimode devices, the SAR test must
be performed with the MPTE transmitting in each of the
frequency bands allocated at the low, middle, and high
end of the band. In addition, if the device has a retractable
antenna, the SAR test must be performed both with the
antenna retracted and also with it extended.
Most
handsets have test modes that can be used for basic
performance evaluations. Such test signals offer a consistent
means for testing SAR and are recommended for evaluating
SAR. When built-in test modes are not available or if
these modes are inappropriate for testing a handset,
the actual transmission should be activated through
a base station simulator.
Phantom
Properties
The
body phantom must include at least the head and neck
and should adequately represent the structure of the
human head. The design of the phantom head, including
the dielectric properties, must be selected such that
the localized SAR values measured in the phantom do
not underestimate the SAR values in a human head. Two
phantom dimensions are specified in the ACA standard.
Other phantoms, however, may be used on the condition
that peer-reviewed scientific data are included in the
test report to demonstrate the phantom's suitability.
For a homogenous phantom, the shell must be made of
fiberglass or similar lossless material and filled with
a liquid that simulates human brain tissue. The thickness
of the shell must be less than 3 mm; at the ear position,
the thickness must be less than 6 mm.
The
dielectric properties of the homogenous phantom head
for the tissue-simulating liquid are listed in Table
I for relevant frequency bands. The dielectric properties
of the tissue-simulating liquid change with age. Care
must be taken to ensure that the material properties
are maintained. The temperature must be tightly controlled
because the dielectric properties are sensitive even
to small temperature variations. The dielectric properties
of the tissue-simulating liquid must be maintained within
tolerance for the entire SAR measurement.
Measurement
Uncertainty
ACA
requires a SAR measurement uncertainty of less than
30%. Measurement uncertainty must be evaluated as the
root-sum-square of all the error components with a 95%
confidence level. ACA does not require an allowance
to be made for measurement uncertainty when determining
compliance with the limit.
Compliance
Criteria
The
time- and spatially averaged SAR values must not exceed
the specified SAR limits in the reference standard AS/NZS
2772.1 for each of the test positions and conditions
listed above (i.e., three frequencies per band per mode
with antenna retracted and extended). For example, a
dual-band GSM/DCS phone with extendable antenna requires
12 SAR scans. The test report must provide the SAR distribution
plot and value of maximum localized SAR for each test
position giving the highest SAR.
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The
ACA Labeling Notice
The
"Radiocommunications (Compliance LabelingElectromagnetic Radiation)
Notice 2001" prescribes requirements for manufacturers and importers
of equipment covered by the ACA EMR standard to attach labels
to their products before placing them on the market. It requires
that suppliers (manufacturers or importers) label devices to
indicate that the device meets the requirements of the mandated
standards. The labeling notice specifies two levels of compliance.
Compliance
Level 1. Compliance level 1 applies to Category A devices:
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Devices
to which the ACA EMR standard does not apply.
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Devices
that are not required to be evaluated under the reference
EMR standard AS/NZS 2772.1; i.e., <20 mW transmitted power.
Devices
that fall under Category A include, but are not limited to,
analog cordless phones, handheld CB radios used for recreational
or domestic purposes, and electronic garage door openers.
No
testing is required before labeling a Category A product. Compliance
level 1 MPTE does not exceed 20 mW transmitted power; therefore,
such equipment cannot exceed the limits of AS/NZS 2772.1(int)1998
and, hence, does not require testing. This equipment can be
marketed after completing a Declaration of Conformity (DoC)
and labeling the device with the C-Tick, A-Tick, or regulatory
compliance mark (RCM) as appropriate. Before 2001, MPTE covered
by the ACA class license requirements did not require C-Tick
labeling. It is important to note that all devices now falling
within the scope of the ACA EMR standard must now be labeled
with a C-Tick, and a DoC must also be completed. No test report
or compliance folder is necessary for Compliance level 1 devices;
however, compliance is mandatory.
Compliance
Level 2. Compliance level 2 devices are those that do not
meet the criteria for compliance level 1. Compliance level 2
applies to Category B devices, and a Category B device is any
device that is not a Category A device.
To
comply with compliance level 2, a supplier must:
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Comply
with the requirements for compliance level 1.
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Demonstrate
conformity with the "Radiocommunications (Electromagnetic
Radiation Human Exposure) standard 2001" by a report of the
results of tests conducted in accordance with the EMR labeling
notice by an accredited testing body.
Devices
that fall under Category B include, but are not limited to,
mobile phones, digital cordless phones, wireless personal digital
assistants, and wireless electronic-funds-transfer point-of-sale
terminals.
Manufacturers
and importers must sign a DoC and must also have their product
evaluated against the ACA human exposure limits. Devices that
have integral antennas and are designed to be used close to
the human body are required to be evaluated against SAR limits.
Other devices require evaluation against power-flux density
or field-strength levels that have been derived from the SAR
limits (see Figures 1 and 2). MPTE used within 2.5 cm of the
body and having a transmit power of >20 mW must be evaluated
against the SAR limits of the reference standard (see Figure
3).
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Figure
1. Summary of compliance provisions for mobile and portable
transmitting equipmentoccupational exposure.
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Figure
2. Summary of compliance provisions for mobile and portable
transmitting equipmentnonoccupational exposure.
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Figure
3. The maximum output power levels from Table 4 of AS/NZS
2772.1(int)1998.
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A
compliance folder must be established containing a DoC, a technical
description that positively identifies the product, and a SAR
measurement test report by an accredited test laboratory. The
device must then be labeled with the appropriate C-Tick, A-Tick,
or RCM.
Test
Laboratory Accreditation Requirements
Products
requiring evaluation must be tested by a laboratory accredited
to conduct the appropriate tests. This accreditation must have
been conducted by Australia's National Association of Testing
Authorities (NATA) or by an international body that has a mutual
recognition agreement (MRA) with NATA. MRA partner accreditation
bodies include the National Voluntary Laboratory Accreditation
Program (NVLAP), the American Association for Laboratory Accreditation
(A2LA), the United Kingdom Accreditation Service (UKAS), Germany's
Deutscher Akkreditieurungsrat (DAR), and more than 30 other
international bodies.
The
physical labeling requirements for MPTE devices are the same
as those for C-Tick labeling under the ACA EMC Framework. The
manufacturer, importer, or the authorized representative may
apply the C-Tick, A-Tick, or RCM label as appropriate, either
in Australia or overseas. The label must be a minimum of 3 mm
wide and digits and letters must be at least 1 mm in height.
The label must be near the manufacturer's label and on an external
surface, readily accessible to a user. Whenever it is not possible
to apply the label to an external surface, it can be applied
to the packaging and to the user manuals. The label must also
contain at least one of the following items identifying the
manufacturer:
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Supplier
code number (issued only to an Australian business or resident).
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Australian
company number.
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Name
and address of principal place of business in Australia.
The
compliance folder must be maintained for five years after the
date of last sale of the labeled device.
Variants
can be included on the same DoC. The technical justification
for compliance of the variant must be made in writing, must
identify the variant, and must describe the difference in sufficient
detail to show that it is a variant.
ACA
may conduct a random audit or an audit as a result of a complaint.
On written request from ACA, the compliance folder must be produced
within 10 days. When the compliance of the product is called
into question, ACA may request the registered supplier to provide
three samples of the product within 10 days for testing by a
NATA-accredited laboratory.
Contents
of Compliance Record
The
compliance records, which may be kept electronically, must be
kept for five years from the last date of sale of the product.
Records must be in English. Records must include:
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An
agency agreement between a manufacturing importer and an agent
in Australia.
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A
description of the device.
For
Category B devices, compliance records must also include:
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A
report of the testing performed by an accredited laboratory
showing compliance with the standard.
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A
statement identifying the device and the variants of the device
under the same DoC.
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A
statement describing the differences between the variant and
the device.
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Technical
rationale for the conformity of the variant.
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Evidence
that the RF emission characteristics of the variant are not
likely to exceed those of the basic device.
Which
Label: C-Tick, A-Tick, or RCM?
Radiocommunications
devices may be labeled with either the C-Tick or RCM compliance
marks. Telecommunications devices must be labeled with the A-Tick
as prescribed by "Telecommunications Labeling (Customer Equipment
and Customer Cabling) Notice 2001." If a device is covered by
both the EMR labeling notice and the telecommunications labeling
notice, it need only be labeled with an A-Tick.
The
C-Tick, RCM, and A-Tick symbols are protected symbols and are
only to be used in accordance with conditions specified by ACA.
These marks may be used only after making a written application
to ACA using the appropriate form set out in the notices. No
fee is required to register with ACA for permission to use the
marks. However, registration to use the marks is granted only
to Australian-registered businesses or residents.
The
latest changes to the ACA EMR regulations for human exposure
to radio frequencies are intended to provide protection to the
public and to workers from the effects of RF transmitted by
mobile and portable transmitting equipment.
ACA
has signaled its intention to adopt internationally harmonized
SAR measurement standards as they become available. Until the
legislative instruments are in place, MPTE that is intended
to operate in close proximity to the human body must be evaluated
against the exposure limits of AS/NZS 2772.1(int)1998 in accordance
with the ACA SAR measurement method.
Chris
Zombolas is technical director and founder of EMC Technologies
Pty Ltd., an independent EMC/RFI/EMI, EMR, SAR, safety, and
radiocoms NATA-accredited test house with facilities in Melbourne,
Sydney, and Brisbane, Australia, and also in Auckland, New Zealand.
He is an authorized NATA signatory for testing to electromagnetic
radiation and specific absorption rate standards. He can be
contacted at chris@emctech.com.au.
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