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SAR Regulations

Specific Absorption Rate Requirements for Australia

Chris Zombolas

In anticipation of harmonized SAR measurement methods, some countries, including Australia, have adopted interim requirements for mobile transmitters.

The use of mobile and portable transmitting equipment (MPTE) has recently experienced exponential growth worldwide. In particular, a proliferation of consumer MPTE has been developed that is used in close proximity to the human body. It is known that exposure of the human body to high levels of radio-frequency (RF) electromagnetic radiation (EMR) leads to adverse health effects. With the increase in the number of products available, concern has increased about the possible health hazards from exposure to EMR from MPTE.

To ensure the protection of the public from exposure to EMR, the Australian government regulator, the Australian Communications Authority (ACA) has mandated regulations and standards to limit the maximum permissible levels of exposure to the public. For manufacturers, agents, and importers of MPTE, the regulatory arrangements include RF EMR human exposure limits, evaluation criteria, a mandatory test method, and labeling requirements. This article details the steps necessary for the approval of MPTE to the Australian specific absorption rate (SAR) requirements. The ACA EMR regulations and the ACA SAR measurement method are also discussed.

ACA Regulations

ACA's EMR regulation, "The Radiocommunications (Electromagnetic Radiation—Human Exposure) Standard 2001," sets the limits for human exposure to electromagnetic radiation from specified mobile and portable radiocommunications transmitters. The ACA EMR standard was made by ACA and took effect December 12, 2001. The companion document, "The Radiocommunications (Compliance Labeling—Electromagnetic Radiation) Notice 2001" prescribes requirements for manufacturers and importers of equipment covered by the ACA EMR standard for attaching labels to their products before placing them on the market. The ACA EMR standard mandates the basic restrictions for human exposure as prescribed by the reference standard AS/NZS 2772.1(int)1998. It also prescribes a standard test method for the measurement of SAR.

Standards

The regulations are given legislative effect under the Radiocommunications Act of 1992. This regulates the performance of radiocommunications transmitters to protect the health and safety of persons exposed to electromagnetic radiation from the transmitters. It mandates the SAR limits and evaluation criteria specified by the reference standard, AS/NZS 2772.1(int)1998. The reference standard specifies basic restrictions for human exposure to time-varying electromagnetic fields from MPTE.

The scope of the reference standard captures all RF transmitting devices operating in the range 3 kHz to 300 GHz including mobile and cordless phones and similar transmitting devices. It specifies SAR limits for MPTE and stipulates conditions for which testing must be conducted to verify compliance with the prescribed SAR limits.

SAR Measurement Method

AS/NZS 2772.1(int)1999 sets the basic restrictions for human exposure and references the measurement and calculation procedures of AS/NZS 2772.2. However, actual SAR measurement procedures are not specified.

When ACA introduced the EMR regulations in 1998, SAR measurement standards were not harmonized, so ACA prepared an interim SAR measurement standard. At that time, work on an international test method to measure SAR was under way in the IEC and IEEE standards bodies. The interim ACA SAR test method was based on that international work and represented current best practice for SAR measurement methodology.

The test method was updated in the last revision of the EMR regulation titled "Specific Absorption Rate Test Method Using Phantom Model Of Human Head(1):2001." This standard describes a test method to measure the SAR of RF energy within the human body for specified transmitters. The test method is part of the ACA EMR standard. It describes the measurement requirements for testing for compliance with basic SAR restrictions for MPTE that has an integral antenna where the normal position of use is close to the human body.

These restrictions apply to MPTE capable of operating in the frequency band of 800 to 2500 MHz. The method is also suitable for testing devices that, if used in conjunction with MPTE, modify the RF performance of the equipment. This includes so-called radiation reduction devices.

The New ARPANSA (ICNIRP) Standard

The International Committee for Non-Ionizing Radiation Protection (ICNIRP) sets guidelines for limiting exposure to EMR. These guidelines have been recently adopted by the Australian government health regulator, Australian Radiation Protection and Nuclear Safety Agency (ARPANSA), in the form of a standard for human exposure to EMR. The new ARPANSA standard, "Radiation Protection Standard for Maximum Exposure Levels to Radio Frequency Fields—3 kHz to 300 GHz," replaces the obsolete interim standard AS/NZS 2772.1(int)1998. Although the interim standard is literally obsolete, it still has legislative effect as the reference standard mandated by the ACA EMR regulations. ACA has signaled its intention to adopt the new ARPANSA standard; however, the details are yet to be determined.

RF EMR Exposure Limits

MPTE that can be used very close to the human body must be assessed for SAR. If used further away from the body, the more-convenient power-flux density measurements can be used. For the general public, the basic restrictions set by the reference standard (AS/NZS 2772.1(int)1998) are:

  • Whole body (Uniform) exposure: 0.08 W/kg whole-body average SAR.
  • Partial (Localized) exposure: up to 0.08 W/kg whole-body average exposure, but with a spatial peak not exceeding 1.6 W/kg as averaged over a 1-g cube of tissue, except for the hands, wrists, feet, and ankles where the spatial peak must not exceed 4 W/kg averaged over a 10-g mass of tissue.

Certain MPTE used under controlled circumstances by organizations such as the police, who have been trained to be aware of the exposure and to limit it, are assessed under the occupational limits and the aware-user provisions of the reference standard. Such MPTE are allowed exposure limits five times greater than the MPTE intended for use by the general public.

These basic restrictions described above are the same as those of the United States and Canada. The ICNIRP basic restrictions are the same as those of the current reference standard AS/NZS 2772.1(int)1998; it should be noted, however, that the derived limits (also known as reference levels) differ significantly. Both SAR and field-strength reference levels have been relaxed in the new ARPANSA standard.

As can be seen from the table of SAR limits, it is not yet possible to determine worldwide compliance by testing to one limit or one standard. Manufacturers and suppliers to the Australian market must ensure that MPTE meets the ACA SAR limits by testing to the ACA standards (see Tables I–III). See the sidebar "ACA SAR Measurement Method: System Specifications" below.

SAR Limits1

Occupational
Workers (W/kg)

Nonoccupational
Workers (W/kg)

Whole body average

0.4

0.08

Spatial peaks: Head
and torso limbs

10

2

20

4

1. SAR measured in a 10-g cube of tissue.

Table I. ARPANSA and ICNIRP guidelines show the basic restrictions for specific absorption rate.

 

0

Australia

USA

Europe

Japan

New Zealand

Standard

ACA

ANSI C95.1

EN 50360

TTC/MPT

NZS 2772.1

Whole Body

0.4 W/kg

0.4 W/kg

0.4 W/kg

0.4 W/kg

0.4 W/kg

Spatial Peak

8 W/kg

8 W/kg

10 W/kg

8 W/kg

10 W/kg

Averaging Time

6 minutes

6 minutes

6 minutes

6 minutes

6 minutes

Averaging Mass

1 g

1 g

10 g

10 g

10 g

Shape

Cube

Cube

Cube

Cube

Cube

Table II. Specific absorption rate limits for occupational use.

 

0

Australia

USA

Europe

Japan

New Zealand

Standard

ACA1

ANSI C95.1

EN 50360

TTC/MPT

NZS 2772.12

Whole Body

0.08 W/kg

0.08 W/kg

0.08 W/kg

0.04 W/kg

0.08 W/kg

Spatial Peak

1.6 W/kg

1.6 W/kg

2 W/kg

2 W/kg

2 W/kg

Averaging Time

6 minutes

30 minutes

6 minutes

6 minutes

6 minutes

Averaging Mass

1 g

1 g

10 g

10 g

10 g

Shape

Cube

Cube

Cube

Cube

Cube

1. The SAR limits are set by the ACA EMR reference standard AS/NZS 2772.1(int)1998.
2. New Zealand adopted NZS 2772.1:1999, which prescribes the ICNIRP recommendations. NZS 2772.1:1999 is not equivalent to AS/NZS 2772.1(int)1998.
It is equivalent to the new ARPANSA standard.

Table III. Specific absorption rate limits for nonoccupational use.


ACA SAR Measurement Method: System Specification

The following system specifications are given in the ACA SAR standard.

Test System Description

The test system measurements must be made in a homogeneous phantom model. The test system must automatically conduct electric (E-field) measurements with a suitably calibrated E-field probe. The volume occupied by the sensing element in the E-field probe must not exceed 0.125 cm3. The test equipment must automatically conduct a coarse scan to locate the region of highest specific absorption rate (SAR) and then conduct a fine scan to determine the spatial peak data. Positioning accuracy must be better than ±0.5 mm.

The test equipment must provide a single-point SAR repeatability of at least 0.1 W/kg, and the E-field probe sensitivity must be better than 0.01 W/kg. For amplitude- or pulse-modulated radio signals (e.g., global system for mobile communications [GSM]), the test system must evaluate time-averaged SAR values as specified in AS/NZS 2772.1(int)1998.

The system must determine the maximum mass averaged SAR value for either 1 g or 10 g of simulated brain tissue in the shape of a cube. The system must be able to complete a SAR test in less than 30 minutes. External power connection to the device under test (DUT) is not allowed.

The test measurement system must be insensitive to small device position variations parallel to the surface of the phantom shell. Metallic objects must not be used to support the DUT. The system must be designed to avoid significant influence on SAR measurements by environmental factors, and environmental conditions must remain constant during the test. A standard mannequin or phantom should not underestimate the SAR in the human head.

Test Position and Conditions

The SAR test must be performed with the MPTE in its normal operating mode so that it produces a maximum time-averaged SAR. The test must be performed with the MPTE in the normal operating position specified by the manufacturer; if none is specified, then the touch position should be used.

The test must be performed with the MPTE on both the left-hand and right-hand sides of the phantom model. For MPTE with a retractable antenna, SAR measurements must be performed with the antenna in both the fully extended and fully retracted positions. The SAR test must be performed with the MPTE transmitting at maximum power output.

If a device operates with a duty factor, the maximum duty factor should be used for evaluating SAR. Handsets operating in code division multiple access mode should be tested with full vocoder rate at 100% duty factor.

SAR must be measured before and after the acquisition of the SAR data, at a suitable test point, to verify that transmitter power output has not degraded due to battery discharge. The SAR test must be performed with the MPTE transmitting at three different frequencies in the allocated frequency band: at each end of the band and at the center of the band. For multimode devices, the SAR test must be performed with the MPTE transmitting in each of the frequency bands allocated at the low, middle, and high end of the band. In addition, if the device has a retractable antenna, the SAR test must be performed both with the antenna retracted and also with it extended.

Most handsets have test modes that can be used for basic performance evaluations. Such test signals offer a consistent means for testing SAR and are recommended for evaluating SAR. When built-in test modes are not available or if these modes are inappropriate for testing a handset, the actual transmission should be activated through a base station simulator.

Phantom Properties

The body phantom must include at least the head and neck and should adequately represent the structure of the human head. The design of the phantom head, including the dielectric properties, must be selected such that the localized SAR values measured in the phantom do not underestimate the SAR values in a human head. Two phantom dimensions are specified in the ACA standard. Other phantoms, however, may be used on the condition that peer-reviewed scientific data are included in the test report to demonstrate the phantom's suitability. For a homogenous phantom, the shell must be made of fiberglass or similar lossless material and filled with a liquid that simulates human brain tissue. The thickness of the shell must be less than 3 mm; at the ear position, the thickness must be less than 6 mm.

The dielectric properties of the homogenous phantom head for the tissue-simulating liquid are listed in Table I for relevant frequency bands. The dielectric properties of the tissue-simulating liquid change with age. Care must be taken to ensure that the material properties are maintained. The temperature must be tightly controlled because the dielectric properties are sensitive even to small temperature variations. The dielectric properties of the tissue-simulating liquid must be maintained within tolerance for the entire SAR measurement.

Measurement Uncertainty

ACA requires a SAR measurement uncertainty of less than 30%. Measurement uncertainty must be evaluated as the root-sum-square of all the error components with a 95% confidence level. ACA does not require an allowance to be made for measurement uncertainty when determining compliance with the limit.

Compliance Criteria

The time- and spatially averaged SAR values must not exceed the specified SAR limits in the reference standard AS/NZS 2772.1 for each of the test positions and conditions listed above (i.e., three frequencies per band per mode with antenna retracted and extended). For example, a dual-band GSM/DCS phone with extendable antenna requires 12 SAR scans. The test report must provide the SAR distribution plot and value of maximum localized SAR for each test position giving the highest SAR.

The ACA Labeling Notice

The "Radiocommunications (Compliance Labeling—Electromagnetic Radiation) Notice 2001" prescribes requirements for manufacturers and importers of equipment covered by the ACA EMR standard to attach labels to their products before placing them on the market. It requires that suppliers (manufacturers or importers) label devices to indicate that the device meets the requirements of the mandated standards. The labeling notice specifies two levels of compliance.

Compliance Level 1. Compliance level 1 applies to Category A devices:

  • Devices to which the ACA EMR standard does not apply.
  • Devices that are not required to be evaluated under the reference EMR standard AS/NZS 2772.1; i.e., <20 mW transmitted power.

Devices that fall under Category A include, but are not limited to, analog cordless phones, handheld CB radios used for recreational or domestic purposes, and electronic garage door openers.

No testing is required before labeling a Category A product. Compliance level 1 MPTE does not exceed 20 mW transmitted power; therefore, such equipment cannot exceed the limits of AS/NZS 2772.1(int)1998 and, hence, does not require testing. This equipment can be marketed after completing a Declaration of Conformity (DoC) and labeling the device with the C-Tick, A-Tick, or regulatory compliance mark (RCM) as appropriate. Before 2001, MPTE covered by the ACA class license requirements did not require C-Tick labeling. It is important to note that all devices now falling within the scope of the ACA EMR standard must now be labeled with a C-Tick, and a DoC must also be completed. No test report or compliance folder is necessary for Compliance level 1 devices; however, compliance is mandatory.

Compliance Level 2. Compliance level 2 devices are those that do not meet the criteria for compliance level 1. Compliance level 2 applies to Category B devices, and a Category B device is any device that is not a Category A device.

To comply with compliance level 2, a supplier must:

  • Comply with the requirements for compliance level 1.
  • Demonstrate conformity with the "Radiocommunications (Electromagnetic Radiation Human Exposure) standard 2001" by a report of the results of tests conducted in accordance with the EMR labeling notice by an accredited testing body.

Devices that fall under Category B include, but are not limited to, mobile phones, digital cordless phones, wireless personal digital assistants, and wireless electronic-funds-transfer point-of-sale terminals.

Manufacturers and importers must sign a DoC and must also have their product evaluated against the ACA human exposure limits. Devices that have integral antennas and are designed to be used close to the human body are required to be evaluated against SAR limits. Other devices require evaluation against power-flux density or field-strength levels that have been derived from the SAR limits (see Figures 1 and 2). MPTE used within 2.5 cm of the body and having a transmit power of >20 mW must be evaluated against the SAR limits of the reference standard (see Figure 3).

Figure 1. Summary of compliance provisions for mobile and portable transmitting equipment—occupational exposure.

 

Figure 2. Summary of compliance provisions for mobile and portable transmitting equipment—nonoccupational exposure.

 

Figure 3. The maximum output power levels from Table 4 of AS/NZS 2772.1(int)1998.

A compliance folder must be established containing a DoC, a technical description that positively identifies the product, and a SAR measurement test report by an accredited test laboratory. The device must then be labeled with the appropriate C-Tick, A-Tick, or RCM.

Test Laboratory Accreditation Requirements

Products requiring evaluation must be tested by a laboratory accredited to conduct the appropriate tests. This accreditation must have been conducted by Australia's National Association of Testing Authorities (NATA) or by an international body that has a mutual recognition agreement (MRA) with NATA. MRA partner accreditation bodies include the National Voluntary Laboratory Accreditation Program (NVLAP), the American Association for Laboratory Accreditation (A2LA), the United Kingdom Accreditation Service (UKAS), Germany's Deutscher Akkreditieurungsrat (DAR), and more than 30 other international bodies.

Labeling of Devices

The physical labeling requirements for MPTE devices are the same as those for C-Tick labeling under the ACA EMC Framework. The manufacturer, importer, or the authorized representative may apply the C-Tick, A-Tick, or RCM label as appropriate, either in Australia or overseas. The label must be a minimum of 3 mm wide and digits and letters must be at least 1 mm in height. The label must be near the manufacturer's label and on an external surface, readily accessible to a user. Whenever it is not possible to apply the label to an external surface, it can be applied to the packaging and to the user manuals. The label must also contain at least one of the following items identifying the manufacturer:

  • Supplier code number (issued only to an Australian business or resident).
  • Registered trademark.
  • Australian company number.
  • Name and address of principal place of business in Australia.

The compliance folder must be maintained for five years after the date of last sale of the labeled device.

Variants of Device

Variants can be included on the same DoC. The technical justification for compliance of the variant must be made in writing, must identify the variant, and must describe the difference in sufficient detail to show that it is a variant.

Audit Provisions

ACA may conduct a random audit or an audit as a result of a complaint. On written request from ACA, the compliance folder must be produced within 10 days. When the compliance of the product is called into question, ACA may request the registered supplier to provide three samples of the product within 10 days for testing by a NATA-accredited laboratory.

Contents of Compliance Record

The compliance records, which may be kept electronically, must be kept for five years from the last date of sale of the product. Records must be in English. Records must include:

  • A signed DoC.
  • An agency agreement between a manufacturing importer and an agent in Australia.
  • A description of the device.

For Category B devices, compliance records must also include:

  • A report of the testing performed by an accredited laboratory showing compliance with the standard.
  • A statement identifying the device and the variants of the device under the same DoC.
  • A statement describing the differences between the variant and the device.
  • Technical rationale for the conformity of the variant.
  • Evidence that the RF emission characteristics of the variant are not likely to exceed those of the basic device.

Which Label: C-Tick, A-Tick, or RCM?

Radiocommunications devices may be labeled with either the C-Tick or RCM compliance marks. Telecommunications devices must be labeled with the A-Tick as prescribed by "Telecommunications Labeling (Customer Equipment and Customer Cabling) Notice 2001." If a device is covered by both the EMR labeling notice and the telecommunications labeling notice, it need only be labeled with an A-Tick.

The C-Tick, RCM, and A-Tick symbols are protected symbols and are only to be used in accordance with conditions specified by ACA. These marks may be used only after making a written application to ACA using the appropriate form set out in the notices. No fee is required to register with ACA for permission to use the marks. However, registration to use the marks is granted only to Australian-registered businesses or residents.

Conclusion

The latest changes to the ACA EMR regulations for human exposure to radio frequencies are intended to provide protection to the public and to workers from the effects of RF transmitted by mobile and portable transmitting equipment.

ACA has signaled its intention to adopt internationally harmonized SAR measurement standards as they become available. Until the legislative instruments are in place, MPTE that is intended to operate in close proximity to the human body must be evaluated against the exposure limits of AS/NZS 2772.1(int)1998 in accordance with the ACA SAR measurement method.

Chris Zombolas is technical director and founder of EMC Technologies Pty Ltd., an independent EMC/RFI/EMI, EMR, SAR, safety, and radiocoms NATA-accredited test house with facilities in Melbourne, Sydney, and Brisbane, Australia, and also in Auckland, New Zealand. He is an authorized NATA signatory for testing to electromagnetic radiation and specific absorption rate standards. He can be contacted at chris@emctech.com.au.