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A Better Model for Decoupling Clock Circuits
Charles Grasso and Vincent W. Greb
With a new design, the performance of clock circuit decoupling
by a single, leadless chip capacitor can be improved by as much
as 20 dB.
In PCB design, most electromagnetic emission failures result
from clocks and their associated circuitry. Because clocks are
so critical to the performance of the circuit, finding better
ways to decouple the clocks, to provide superior noise control
with very little cost increase, is an ongoing concern for designers.
Research into the problem of clock decoupling has already provided
designers with some important information. For example, one
study compares the effectiveness of three different capacitor
types: a leaded ceramic, a leadless chip ceramic, and a distributed
capacitor.1 This study shows that the leaded ceramic
provides decoupling at only the fundamental frequency, as its
higher-frequency performance is limited by the inductance of
the leads. The leadless chip capacitor performs better than
the leaded part because of reduced inductance. Although it is
not nearly as effective as the distributed capacitor, the leadless
part is much less expensive and is representative of standard
decoupling practice today. For applications requiring low differential-mode
(DM) ripple on the Vcc and ground, a distributed
capacitor may be required despite its higher cost.
Another study investigates different capacitor values for varying
frequencies of oscillators and loads.2 In this study,
only the leadless chip capacitors are considered because they
are the most widely used type for multilayer boards. The results
of this research are surprising. It shows that there is little
difference in performance in the 0.01- to 0.1-µF range.
However, values less than 0.01 µF are decreasingly effective
at reducing ripple, with the 470-pF capacitor providing next
to no decoupling at all. These results disprove the commonly
held assumption that smaller capacitor values are better for
higher-speed applications. According to this study, the best
overall performer is the 0.01-µF capacitor.
 Figure 1. (a) ideal capacitor vs. (b) practical
capacitor.
To decouple ICs with capacitors, designers today build a localized
reservoir of high-frequency energy for the circuit. The capacitor
recharges from the bulk decoupling capacitor on the board or
from the output capacitor of the power supply. Use of this design
concept is the reason that large capacitors are placed on the
inputs of power supplies. In essence, the capacitor helps decouple
the IC from the main Vcc, decreasing the
amount of high-frequency ripple seen on the main bus (see ideal
and practical capacitors in Figure 1a and 1b).
 Figure 2. Practical capacitor attached
to an ac source.
An ac analysis of the typical capacitor design illustrates
several points (see Figure 2):
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The self-resonant frequency (SRF) of a capacitor is equal
to 1/2p(LC) 1 2.
-
At low frequencies (i.e., below the SRF), the
impedance of the capacitor is dominated by the capacitance
and will be equal to 1/wC.
-
At high frequencies (i.e., above the SRF), the
impedance of the capacitor is dominated by the inductance
and will be equal to wL.
-
At self-resonance, the impedance of a capacitor
is equal to the equivalent series resistance (ESR).
The classical approach toward decoupling used the CV = it
model; however, research has shown that this equation can
be misleading and can result in severe under-decoupling.2
A decoupling capacitor that is too small (<1000 pF) does
not have a low enough source impedance (when compared to the
power bus on the board) to source energy to the IC. The result
is that it provides no decoupling, and a high magnitude of differential-mode
ripple is seen across the board.
Assuming that a proper choice of capacitor value is already
made (the best choice is 0.01 µF for most applications),
one of the most common ways that designers can improve filtering
performance on the board is to add a ferrite bead in series
with the Vcc feed to the device. The intent
of this addition is that the ferrite bead will act in conjunction
with the filter capacitor and further decrease the DM noise
on the Vcc plane, which is the byproduct
of the clock oscillator.
But is the increased cost of adding this ferrite bead
justified by the improved performance? The authors of this article
devised an experiment to answer this question, to measure the
exact performance increase, if any. In the process, they discovered
that by adding an additional capacitor along with the bead, they
could achieve dramatic improvement in decoupling.
In the circuits used for the decoupling experiment, clock oscillators
generated constant and repeatable signatures: square-wave output
with defined periods and rise times. The circuits required high-frequency
input current, which showed up as current and voltage ripple
on the input power leads. In this experiment, the oscillators
were used as noise sources and were ideal for demonstrating
the relative effectiveness of capacitive decoupling and filtering.
This experimental design had a number of logistical advantages.
It did not require a special test facility, such as an open
area test site or anechoic chamber, and could be performed on
a benchtop in-house.
Oscillators were mounted on small, single-layer PCBs, and the
Vcc and ground planes were simulated using
copper tape. With this setup, the leadless chip capacitors could
be effectively used without the addition of leads, which would
greatly degrade capacitor performance. The design also allowed
for easy addition of the ferrite beads. Oscillators ranging
in frequency from 33 to 100 MHz were used for the experiment.
Although only 33-MHz data are shown here, similar results were
seen for all oscillators tested.
Each circuit was powered with a 5-V dc power supply via approximately
2.5 feet of twisted-pair wire, which provided low source impedance
for the oscillator power. The output of the oscillator drove
one combination of resistor and capacitor in parallel. The resistor
was 10 kW in parallel with a 10-pF load. These values were selected
to simulate a clock driving on load, a commonplace configuration
in the industry.
The researchers predicted that the results would support
earlier research that showed the load on the oscillator was not
a factor in determining filter performance. The load was connected
directly across the output, minimizing coupling to the Vcc
and ground loop. A current probe was placed differentially around
the Vcc and return lines to mitigate the
common-mode currents, which could confound these measurements.
Differential-mode current measurements were taken for the following
configurations:
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No decoupling capacitor (the theoretical worst case).
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A leadless chip capacitor (0.01 mF).
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A leadless chip capacitor (0.01 mF) with a ferrite
bead in series with the Vcc.
Obviously, the simple circuit under test would function even
if no decoupling was used, and the first configuration tested
did not include a capacitor. In fact, many boards will operate
smoothly using no decoupling whatsoever. However, this is not
always the case. For larger boards, the high-frequency current
required by higher-power devices can create voltage sags, which
can impair circuit performance.
In addition to the first three configurations, the researchers
created a fourth test board by applying one more component to
the circuit with the ferrite bead, a capacitor at the supply
side of the bead. The researchers called this configuration
V-Pi, because the design was based on filtering the Vcc
pin of a clock with a filter in a p configuration (see Figure
3).
 Figure 3. The V-Pi circuit for improved
decoupling.
Experimental Results
The results generated by the experiment were relative measurements,
which were taken with the same current probe in the same test
setup (results are graphed in Figure 4a and 4b). The transfer
impedance of the probe was not figured in, and the amplitudes
were uncorrected and given in units of dBµV (see data set
in Table I).
 Figure 4a. Differential-mode ripple versus
frequency.
 Figure 4b. Differential-mode ripple versus frequency.
Frequency (MHz) |
No decoupling (dBµV) |
0.01-uF capacitor (dBµV) |
0.01-µF capacitor plus ferrite
bead (dBµV) |
V-Pi (dBµV) |
| 32.4 |
51 |
38 |
37 |
_ |
| 64.6 |
58 |
39 |
41 |
|
| 98.2 |
58 |
47 |
44 |
|
| 130.4 |
58 |
41 |
41 |
23 |
| 164 |
50 |
34 |
39 |
32 |
| 196.2 |
58 |
46 |
35 |
36 |
| 228.4 |
62 |
49 |
49 |
27 |
| 260.9 |
53 |
38 |
43 |
35 |
| 297.2 |
51 |
48 |
35 |
25 |
| 327.5 |
48 |
49 |
47 |
40 |
| 360.8 |
57 |
45 |
32 |
|
| 392.2 |
42 |
39 |
35 |
|
| 425.5 |
48 |
37 |
35 |
|
| 458.8 |
45 |
33 |
32 |
|
| 492.2 |
33 |
34 |
34 |
|
| 523.5 |
28 |
25 |
25 |
|
| 556.8 |
22 |
31 |
30 |
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Table I. Summary of results with
33-MHz oscillators.
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The probe used was a Tegam model 94111-1, a 5-W probe. Although
the probe was usable above 500 MHz, the amplitudes of the harmonics
of the fastest clock fell below the noise floor of the test
setup, so minimal data above this frequency could be taken.
The current probe was placed differentially around the lines
to reject common-mode currents, so the actual differential current
from the oscillator was 6 dB less than shown, and common-mode
currents were not considered in this experiment. The measurement
of common-mode currents was excluded not because it was deemed
unimportant, but because the experiment focused on the reduction
of only differential-mode noise through capacitive decoupling.
As expected, the experiment revealed that the lack of a decoupling
capacitor resulted in significant differential-mode emissions
on the power cable and that the addition of a 0.01-µF capacitor
greatly reduced the DM emissions.
Unexpectedly, though, the experiment showed that the ferrite
bead added in series with the Vcc of the
clock provided little or no improvement in the DM emissions.
In act, at some frequencies, the emissions were actually enhanced
when the bead was added.
Finally, the testing of the fourth configuration, the V-Pi
model, showed a dramatic reduction in DM emissions from the
clock. In this experiment a reduction in DM noise of 30 dBµV
was possible almost universally. The attenuation was large enough
to drive the majority of the emissions into the noise floor
of the experiment. Because of the wide-spectrum measurement
bandwidth, the noise floor of the experiment was measured at
20 dBµV.
No efforts were made to increase the sensitivity of the experiment,
so it is possible that the noise reduction could have been even
greater than that measured. An analysis of the results also
showed that the readings peaked at around 200 MHz, indicating
a possible resonance in the test setup.
Analysis
Why did the V-Pi model work so effectively in reducing
the differential-mode emissions from the test boards? An analysis
of the power-distribution impedances reveals the solution.
As mentioned above, each circuit in the experiment was powered
with a 5-V dc power supply via approximately 2.5 feet of twisted-pair
wire. Twisted-pair wire has an impedance ranging from 120 to
250 W. Each ferrite used in the experiment had an impedance
of 100 W at the frequencies tested. With no decoupling added
to the circuit, the oscillators saw a high-impedance supply.
The addition of the capacitor provided a low-impedance source
of energy compared to the twisted pair, and a severe impedance
mismatch resulted. This mismatch caused the DM energy to be
reflected and controlled in the oscillator loop.
The addition of the ferrite bead, which exhibited a similar
impedance to the twisted-pair cable, provided little or no mismatch
because its impedance was less than the distributed impedance
provided by the twisted pair. Therefore, no increase in DM noise
was seen over the lone capacitor. The addition of a second capacitor
on the supply side of the ferrite bead in the V-Pi model provided
low impedance between the ferrite bead and the twisted pair,
which are both high in impedance. The result was a dramatic
reduction in differential-mode emissions.
How do the experiment's results translate to multilayer circuit
boards? For two-layer boards, the V-Pi model will result in
a significant reduction of DM noise between Vcc
and ground. For boards with four or more layers, the applicability
of the results depends on the spacing between the Vcc
and ground planes. If Vcc and ground are
on adjacent layers, and a 6-mil spacing is used, the distributed
capacitance provided by the power planes is about 150 pF/sq
in. (This assumes a dielectric permittivity of 4 times eo.)
As the spacing between the Vcc
and ground increases, the distributed capacitance will decrease
proportionally, increasing the bus impedance on the board. Therefore,
for a six-layer stackup, such as the one shown in Figure 5a,
the V-Pi configuration could be extremely effective due to the
relatively high power distribution impedance. For a four-layer
configuration, such as the one shown in Figure 5b, the V-Pi
could still reduce DM noise, though not to the same degree.
 Figure 5a and b. Representative stackups
for (a) six-layer and (b) four-layer boards.
When properly implemented, decoupling capacitors reduce
the amount of DM clock ripple between the Vcc
and ground planes by at least 10 dB. Although not required for
all designs, capacitors offer an inexpensive way to increase reliability
for high-speed applications. If additional DM reduction is required
for the clock and related circuits, adding a ferrite bead in series
with the Vcc pin may provide improved results,
but the improvement would not be great enough to justify the expense.
However, by placing an additional capacitor on the ferrite side
of the board, designers can achieve dramatic reduction of DM noise.
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VW Greb and C Grasso, "Capacitive Decoupling
in Printed Circuit Design," Conference Proceedings: 1994
EMC/ESD International (Anaheim, CA; April 15, 1994):
16372.
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VW Greb and C Grasso, "Don't Let Rules of Thumb
Set Decoupling-Capacitor Values," EDN Magazine (September
1, 1995): 141148.
Vincent Greb is an independent consultant and president of EMC
Integrity (Longmont, CO). He has more than 10 years of experience
in the fields of EMC, lightning, and EMP, and a professional background
that includes EMC design and testing of government, aerospace, and
commercial products. He may be reached by telephone at 303/776-7249
or fax at 303/776-7314.
Charles Grasso is an EMC engineer at StorageTek (Louisville,
CO). He has more than 12 years of experience in the field of
EMC design, specializing in system architectural design and
board-level design techniques for EMI control. He has worked
on a wide range of products, from personal computers to large
data storage systems. He may be reached by telephone at 303/673-2908
or fax at 303/661-7115.
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